category-banner

Compliance committee organogram structure for business

You must be logged in to download this presentation.

Favourites
Loading...

PowerPoint presentation slides

Presenting this set of slides with name Compliance Committee Organogram Structure For Business. The topics discussed in these slides are Chief Compliance Officer, Compliance Committee, Human Resource, External Compliance Advisory. This is a completely editable PowerPoint presentation and is available for immediate download. Download now and impress your audience.

People who downloaded this PowerPoint presentation also viewed the following :

Content of this Powerpoint Presentation

Description:

The image is a PowerPoint slide titled "Compliance Committee Organogram Structure for Business," which outlines the hierarchy and workflow of a typical compliance committee within an organization. The diagram is designed to show the reporting and advisory structure for compliance-related issues.

Text elements in the diagram include:

1. Executive Committee: 

The top-level body that receives reports and feedback.

2. Chief Compliance Officer: 

The executive is responsible for overseeing the compliance within the organization.

3. Compliance Committee: 

A group that supports the Chief Compliance Officer and participates in investigations and reporting.

4. Internal Audit General Manager: 

The manager is responsible for internal audits, and reporting to the Chief Compliance Officer.

5. Service Desk for Internal Compliance Advisory (Internal Audit Office): 

The point of contact for internal compliance-related inquiries and support.

6. Human Resource Aid Center Division General Manager: 

Manages HR-related compliance issues, reporting to the Compliance Committee.

7. General Managers of Compliance Division and Offices: 

The leaders of specific compliance divisions, report to the Compliance Committee.

8. Service Desk for External Compliance Advisory: 

Handles external compliance inquiries and advice.

Use Cases:

This slide can be adapted for use across various industries that require structured compliance mechanisms:

1. Banking:

Use: Outlining compliance structures for financial regulations.

Presenter: Chief Compliance Officer

Audience: Bank employees, regulatory bodies

2. Healthcare:

Use: Detailing compliance with healthcare laws and patient privacy.

Presenter: Compliance Director

Audience: Healthcare providers, hospital staff

3. Pharmaceuticals:

Use: Managing compliance with drug safety and marketing laws.

Presenter: Regulatory Affairs Head

Audience: Pharma employees, stakeholders

4. Education:

Use: Ensuring adherence to educational standards and regulations.

Presenter: Compliance Coordinator

Audience: Academic staff, administration

5. Manufacturing:

Use: Overseeing compliance with safety, environmental, and quality standards.

Presenter: Safety Officer

Audience: Factory managers, quality control teams

6. Energy:

Use: Directing compliance with energy regulations and standards.

Presenter: Compliance Manager

Audience: Energy sector employees, environmental agencies

7. Technology:

Use: Guiding compliance in data protection and software licensing.

Presenter: Legal and Compliance Executive

Audience: IT staff, software developers

Ratings and Reviews

0% of 100
Write a review
Most Relevant Reviews

No Reviews